CHIEF COMPLIANCE OFFICER
Sue McKeown is Chief Compliance Officer where she is responsible for firm wide compliance including Anti-Money Laundering, Audit and Review processes, Continuing Education, Registration and Licensing, Compliance Training, establishment and review of the firms written supervisory processes and procedures. She is the point of contact for regulatory inquiries and examinations.
Ms. McKeown entered the financial services industry in 1982. Her experience spans both retail and institutional as well as with fully disclosed correspondent firms and self –clearing firms. She is a member of the National Society of Compliance Professionals.
Sue is a native of the Northern Virginia area. Earning a BS in Business Administration from George Mason University. A proud graduate of the Leadership Loudoun class of 2005 she is active in the local non-profit community.